Managing Records in Global Financial Markets
Ensuring Compliance and Mitigating RiskeBook - 2011
Offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. This book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches.
Publisher: London : Facet Pub., 2011
Characteristics: 1 online resource (xxxii, 239 pages) : illustrations